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Retirement Services for Businesses

Investment advisory and fiduciary responsibilities for retirement plan sponsors.

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Mitigating risk for clients’
businesses and their employees’ financial health

Amidst a complex regulatory environment and increased focus on fiduciary responsibilities, Creative Planning provides retirement services to companies of all sizes, with a focus on comprehensive advice, a disciplined process and client results. From plan design to investment advice, ERISA compliance and participant engagement, we provide the opportunity for your employees to have a financially secure retirement.

Deep Expertise to Serve Your Business:

  • $225 Billion Combined Assets Under Management & Advisement
  • 6000+ Plans Under Advisement
  • 60+ Recordkeeper Relationships
  • 1000+ Asset Manager Relationships
*as of December 31, 2021
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401(k) and Corporate-Sponsored Retirement Plan Services

Our retirement services team works exclusively with companies and their employer-sponsored retirement plans. Creative Planning offers solutions for plans of all sizes—from publicly traded companies and large private companies with over $1 billion in plan assets to small businesses or start-ups; and cities, municipalities and housing developments in the government sector. Our dedicated team provides comprehensive advisory services, acting either as a 3(38) or 3(21) fiduciary advisor, and access to a dedicated team of advisors and education for your plan participants. We also offer standalone fiduciary services and administrative services.

Benefit From Our In-House Employee Benefits Attorneys and ERISA Law Specialists

Our employee benefits attorneys provide support and guidance to employers who offer their employees defined contribution and defined benefit plans.

  • Research/Advice
  • Plan Governance
  • Representation before the IRS and DOL
  • Plan Corrections (VCP, VFCP and DFVCP)
  • Benefits Advice on Mergers and Acquisitions, and Controlled Group Determinations
  • Compliance Assessments
  • Participant Claims
  • QDROs
  • Plan Documents and Procedures
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Take a Closer Look

Here to Advise, Not Sell Products

Choose an Advisor, Not a Salesperson
Most top 401(k) providers are dually registered, meaning they are licensed to sell variable annuities, variable life and commissionable investments to your participants.

Creative Planning is not dually registered. We are here to advise your participants, not sell them commissionable investments.

Ready to get started?

“Your wealth works harder when it works together.”

Peter Mallouk

President & CEO, Creative Planning

Serving Clients Nationwide

50

STATES & ABROAD

Providing financial peace of mind across the globe

$225

BILLION

Combined assets under management & advisement as of December 31, 2021